23-03419.pdf Anonymous (not verified) Mon, 07/06/2026 – 11:55 Case ID 23-03419 Forum FINRA Document Type Award Claimants The Estate of Harvey A Slepian Respondents Charles Schwab & Co., Inc. Rosalee Slepian Neutrals Caroline N. Harney Susan L. Walker Lisa M. Krimen Hearing Site Chicago, IL Award Document 23-03419.pdf Documentum DocID 35772dc6 Award Date Official Fri,…
The EV landscape in the United States may be on the verge of a regime change. Tesla sales and production numbers, reported Thursday, July 2nd, were very strong. The company reported producing 451,758 vehicles and delivering 480,126 vehicles – 18% higher than the consensus estimate of 406,600 deliveries. Despite this, the stock did not perform…
Wealth growth ran strongest in Europe, the Middle East and Africa at 17.5 percent, helped by a weaker dollar, CTV News reported, followed by the Americas at 8.5 percent and Asia-Pacific at 5.9 percent. North America led all regions at roughly US$660,000 per adult, BNN Bloomberg reported, ahead of Australia and New Zealand at US$590,000 and Western…
Integrated Partners is celebrating its 30th anniversary this year, reaching the milestone of $25 billion in assets under management and advisement. And the firm has done that without taking any outside capital or external investors. In fact, the company is still 100% owned by founder Paul Saganey. Integrated President Andree Mohr says that’s by design;…
Welcome to the July 2026 issue of the Latest News in Financial #AdvisorTech – where we look at the big news, announcements, and underlying trends and developments that are emerging in the world of technology solutions for financial advisors! This month’s edition kicks off with the news that Salesforce, RightCapital, and YCharts have all launched…
It’s always interesting to watch Empower’s acquisitions and strategies that do not follow the norm. Contrary to CEO Ed Murphy’s pronouncement last year that they were on the hunt for a national RIA firm, their latest move to acquire Milliman’s defined contribution, defined benefit, and health and welfare administration signals an interest in benefits, which,…